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FMA warns financial service providers and ICT third-party providers to prepare for DORA, the new supervisory regime for strengthening cyber and ICT security, in good time.
A year from now, on 17 January 2025, the new EU Regulation on digital operational resilience in the financial sector (DORA) will apply in Austria
Extension of Licence of CMTA AG
CMTA AG
Announcement: FMA imposes sanction against a private investor for a breach of the ban on market manipulation
FMA imposes sanction against a private investor for a breach of the ban on market manipulation
Announcement: The FMA imposes a measure upon PARTNER BANK AKTIENGESELLSCHAFT
The FMA imposes a measure upon PARTNER BANK AKTIENGESELLSCHAFT
Announcement: FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
Pecunia Cards E.D.E., S.L. – Sanction proceedings
The Financial Market Authority informs about the sanction proceedings against the Spanish e-money institution Pecunia Cards E.D.E., S.L.
Continuing marked increase in number of whistleblowing reports and consumer complaints: predominantly reports about investment fraud and irregularities in entities’ governance
Over 3,000 people contacted the FMA’s consumer information team in 2023.
Regulatory changes, new regulations and significant agenda-setting: what 2024 holds in store for financial market regulation
2024 brings several innovations in supervisory law, The FMA presents the most significant developments
Suspension of Unit Certificate Trading
Nippon Portfolio, TM Equity EM and Japan sustainable and DSC Equity Fund – Consumer Discretionary
FMA: increasing number of dubious providers are active in the Austrian financial market. Warning about celebrity endorsement fraud.
FMA observed a significant increase of apparent financial service providers active in an unauthorised manner in 2023.