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“Just the shares, please!” the FMA explains about the advantages and disadvantages of execution only tradings when buying and selling securities in its series “Let’s talk about money”
“Let’s take about money” explains about the opportunities and risks entailed in “execution only” trading.
Announcement: FMA imposes sanction against a retail investor for a breach against insider trading rules
FMA imposes sanction against a retail investor for a breach against insider trading rules
“Smart & Simple” – the FMA launches an audiovisual consumer information series
The FMA has launched a new video-based consumer information series called “Smart & Simple”.
Lapsing of Licence: L&M Investment GmbH
L&M Investment GmbH
PFS Card Services Ireland Limited – Liquidation procedure
The Financial Market Authority informs about the winding-up proceedings of the Irish e-money institution PFS Card Services Ireland Limited (PCSIL).
FMA warns financial service providers and ICT third-party providers to prepare for DORA, the new supervisory regime for strengthening cyber and ICT security, in good time.
A year from now, on 17 January 2025, the new EU Regulation on digital operational resilience in the financial sector (DORA) will apply in Austria
Extension of Licence of CMTA AG
CMTA AG
Announcement: FMA imposes sanction against a private investor for a breach of the ban on market manipulation
FMA imposes sanction against a private investor for a breach of the ban on market manipulation
Announcement: The FMA imposes a measure upon PARTNER BANK AKTIENGESELLSCHAFT
The FMA imposes a measure upon PARTNER BANK AKTIENGESELLSCHAFT
Announcement: FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)