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Lapsing of Licence Julius Baer Investment Advisory GesmbH
Lapsing of Licence Julius Baer Investment Advisory GesmbH
Announcement: FMA imposes sanction for delayed notification of proprietary trading
FMA imposes sanction for delayed notification of proprietary trading
Announcement: FMA imposes sanction for delayed notification of proprietary trading
FMA imposes sanction for delayed notification of proprietary trading
FMA subjects financial service providers to a blackout stress test
The FMA has developed its own blackout stress test, the “Blackout Maturity Level Assessment” and conducted it for the first time for Pensionskassen
Lapsing of Licence of ISP Dr. Rehor. Beratung Gesellschaft mbH
Lapsing of Licence of ISP Dr. Rehor. Beratung Gesellschaft mbH
Announcement: FMA imposes sanction against VORARLBERGER LANDES-VERSICHERUNG V.a.G. for breach of conduct rules in relation to advice regarding the distribution of insurance-based investment products
FMA imposes sanction against VORARLBERGER LANDES-VERSICHERUNG V.a.G. for breach of conduct rules in relation to advice regarding the distribution of insurance-based investment products
FMA publishes Minimum Standards on BWG Compliance
on BWG Compliance
Announcement: FMA imposes sanction against a private investor for a breach against the ban on market manipulation
FMA imposes sanction against a private investor for a breach against the ban on market manipulation
FMA report on the State of Austrian Pensionskassen in 2022: Interest rate turnaround, spike in inflation and significantly darker economic outlook all have a major effect.
Interest rate turnaround, spike in inflation and significantly darker economic outlook all have a major effect
The latest edition of the FMA’s consumer information series “Let’s talk about money” explains how ” Complaints about Financial Service Providers” can be solved quickly and satisfactorily.
In the latest edition of its series “Let’s talk about money”, the FMA informs about the law surrounding complaints made to financial service providers