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Strong increase in whistle-blowing tip-offs. More than half relate to investment fraud, particular with crypto assets

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More than half relate to investment fraud, particular with crypto assets

ESMA Statement

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about the high volatiliity in trading of certain US stocks

Suspension of Unit Certificate Trading

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ERSTE BOND CHINA

Lapsing of Licence

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Saphal Invest GmbH

LVA24 Prozessfinanzierung GmbH

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FMA is participating in the ESMA Common Supervisory Action 2021 on MiFID II Product Governance

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Topic: MiFID II Product Governance

FMA Quarterly Report for Q3 2020 for Supervision of Capital Market Prospectuses: issuances stable for quarter and year as a whole despite turbulence due to COVID-19 pandemic

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Issuances stable for quarter and year as a whole despite turbulence due to COVID-19 pandemic

Extension of Scope of Licence

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Allianz Invest Kapitalanlagegesellschaft mbH

Portfolio Transfer from AXA Versicherung AG, Köln to Inter Partner Assistance, Zweigniederlassung Deutschland

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from AXA Versicherung AG, Köln to Inter Partner Assistance, Zweigniederlassung Deutschland

First FinTech admitted to the FMA’s Regulatory Sandbox. Minister of Finance Gernot Blümel pleased that “the new initiative for supporting digitalisation is gaining acceptance.”

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initiative for supporting digitalisation is gaining acceptance

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