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Üblacker Handels GmbH

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Sanction

FMA Executive Director Helmut Ettl elected to the Management Board of the European Banking Authority (EBA)

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FMA Executive Director elected to the Management Board of the European Banking Authority (EBA)

Strong increase in whistle-blowing tip-offs. More than half relate to investment fraud, particular with crypto assets

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More than half relate to investment fraud, particular with crypto assets

ESMA Statement

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about the high volatiliity in trading of certain US stocks

Suspension of Unit Certificate Trading

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ERSTE BOND CHINA

Lapsing of Licence

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Saphal Invest GmbH

LVA24 Prozessfinanzierung GmbH

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FMA is participating in the ESMA Common Supervisory Action 2021 on MiFID II Product Governance

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Topic: MiFID II Product Governance

FMA Quarterly Report for Q3 2020 for Supervision of Capital Market Prospectuses: issuances stable for quarter and year as a whole despite turbulence due to COVID-19 pandemic

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Issuances stable for quarter and year as a whole despite turbulence due to COVID-19 pandemic

Extension of Scope of Licence

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Allianz Invest Kapitalanlagegesellschaft mbH

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