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Goldfields Group

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The FMA warns investors against concluding investment services requiring a licence with this provider.

Announcement: FMA imposes sanction against WIENER STÄDTISCHE VERSICHERUNG AG Vienna Insurance Group, VIENNA INSURANCE GROUP AG WIENER Versicherung Gruppe as well as Wiener Städtische Wechselseitiger Versicherungsverein – Vermögensverwaltung – Vienna Insurance Group for breaches against the Stock Exchange Act 2018 (BörseG 2018; Börsegesetz 2018)

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FMA imposes sanction against WIENER STÄDTISCHE VERSICHERUNG AG Vienna Insurance Group, VIENNA INSURANCE GROUP AG WIENER Versicherung Gruppe as well as Wiener Städtische Wechselseitiger Versicherungsverein – Vermögensverwaltung – Vienna Insurance Group for breaches against the Stock Exchange Act 2018 (BörseG 2018; Börsegesetz 2018)

Announcement: FMA imposes sanction against the Monte Rosa Privatstiftung for delayed notification about proprietary trading

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FMA imposes sanction against the Monte Rosa Privatstiftung for delayed notification about proprietary trading

Granting of licence

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Yana Investment Partners GmbH

Profitstrade Ltd.

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The FMA warns investors against concluding banking transactions requiring a licence with this provider.

Announcement: FMA imposes sanction against DO&CO Aktiengesellschaft for a breach of ad hoc reporting obligations

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FMA imposes sanction against DO&CO Aktiengesellschaft for a breach of ad hoc reporting obligations

GM Warburg Commercial

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The FMA warns investors against concluding investment services requiring a licence with this provider.

Prime Holdings

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The FMA warns investors against concluding banking transactions requiring a licence with this provider.

Alfacapital24.com/eu

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The FMA warns investors against concluding investment services requiring a licence with this provider.

Lapsing of Licence

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of Bancroft Private Equity GmbH

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