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Announcement: FMA imposes sanction against a retail investor for a breach of the Market Abuse Regulation
FMA imposes sanction against retail investor for Market Abuse Regulation breach.
Announcement: FMA imposes sanction against the persons responsible of AAE Naturstrom Vertrieb GmbH for breach of the Payment Services Act 2018 (ZaDiG 2018)
Announcement: FMA imposes sanction against the persons responsible of AAE Naturstrom Vertrieb GmbH for breach of the Payment Services Act 2018 (ZaDiG 2018)
Announcement: FMA imposes sanction against retail investor for a breach of the Market Abuse Regulation
FMA imposes sanction against retail investor for Market Abuse Regulation breach.
Announcement: FMA imposes sanction against Amber Immobilien- und Beteiligungsverwaltungs GmbH for a breach of the Market Abuse Regulation (MAR)
FMA imposes sanction against Amber Immobilien- und Beteiligungsverwaltungs GmbH for a breach of the MAR
Announcement: FMA imposes sanction against Bank Gutmann Aktiengesellschaft for a breach of reporting obligations
FMA imposes sanction against Bank Gutmann Aktiengesellschaft for a breach of reporting obligations
Announcement: FMA imposes a sanction for the delayed notification of a proprietary trading activity
FMA imposes a sanction for the delayed notification of a proprietary trading activity
Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation
Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation
Announcement: FMA imposes sanction against Schelhammer Capital Bank AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing in the case of a high-risk customer
Announcement: FMA imposes sanction against Schelhammer Capital Bank AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing in the case of a high-risk customer
Announcement: FMA imposes sanction against Linz Textil Holding AG for breaches against the Stock Exchange Act 2018 (BörseG 2018)
FMA imposes sanction against Linz Textil Holding AG for breaches against the Stock Exchange Act 2018 (BörseG 2018)
FMA enforces coercive penalty for a breach of the Financial Markets Anti-Money Laundering Act (FM-GwG)
The obliged entity repeatedly failed to comply with the instruction to establish legal compliance issued in an administrative decision.