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Announcement: FMA imposes sanction against the director of an issuer for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)
FMA imposes sanction against the director of an issuer for a breach against the Market Abuse Regulation (MAR)
Announcement: FMA imposes sanction against the responsible persons of Anglo Austrian AAB Bank AG (previously Meinl Bank AG) at the time of the offence being committed for breaches against Delegated Regulation (EU) 2016/438 and Investment Funds Act (InvFG 2011)
FMA imposes sanction against persons responsible of Anglo Austrian AAB Bank AG (formerly Meinl Bank AG) at time of committing of offence for breaching Del. Reg. (EU) 2016/438 and InvFG 2011
Announcement: FMA imposes sanction against a responsible director of HTI High Tech Industries AG
FMA imposes sanction against a responsible director of HTI High Tech Industries AG
Announcement: FMA imposes sanction against the investment fund management company Amundi Austria GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
FMA imposes sanction against the investment fund management company Amundi Austria GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
Announcement: FMA imposes sanction against a private investor for breach against the Market Abuse Regulation (MAR) – Regulation (EU) 596/2014
FMA imposes sanction against a private investor for breach against the Market Abuse Regulation (MAR) – Regulation (EU) 596/2014
Announcement: FMA imposes sanction against the persons responsible at the time of the breach occurring of Hypo Vorarlberg Bank AG for a breach of the due diligence obligations pursuant to Article 19 of the Alternative Investment Fund Managers Act (AIFMG)
FMA imposes sanction against the persons responsible at the time of the breach occurring of Hypo Vorarlberg Bank AG for a breach of the AIFMG
Announcement: FMA imposes sanction against retail investor for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)
FMA imposes sanction against retail investor for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)
Announcement: FMA imposes sanction against Sanochemia Pharmazeutika AG as a legal person for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)
FMA imposes sanction against Sanochemia Pharmazeutika AG as a legal person for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)
Announcement: FMA imposes sanction against the media owner of the website www.pfand-kredit.at for breaches against the Capital Market Act (KMG)
FMA imposes sanction against the media owner of the website www.pfand-kredit.at for breaches against the KMG.
Announcement: FMA imposes sanction against the person responsible of GoLending AT GmbH for breaches against the Capital Market Act (KMG)
FMA imposes sanction against the person responsible of GoLending AT GmbH for breaches against the Capital Market Act (KMG).