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Announcement: FMA imposes a sanction against an investment firm for a breach of the Securities Supervision Act 2018 (WAG 2018)
FMA imposes a sanction against an investment firm for a breach of the WAG 2018
Announcement: FMA imposes sanction on a private person for a delayed notification of a proprietary trade
FMA imposes sanction on a private person for a delayed notification of a proprietary trade
Announcement: FMA imposes sanction against IQAM Invest GmbH for breaches against investment conditions
FMA imposes sanction against IQAM Invest GmbH for breaches against investment conditions
Announcement: FMA imposes sanction against SIDO Immobilien GmbH for breaches of the Prospectus Regulation
FMA imposes sanction against SIDO Immobilien GmbH for breaches of the Prospectus Regulation
Announcement: FMA sanctions Standard in Gold LTD for breaching provisions about the public offering of asset-referenced tokens (ARTs)
for breaching provisions about the public offering of asset-referenced tokens (ARTs)
Announcement: FMA imposes sanction against a person responsible at VBV-Pensionskasse AG for breaches against the Pensionskassen Act (PKG)
FMA imposes sanction against a person responsible at VBV-Pensionskasse AG for breaches against the Pensionskassen Act (PKG)
Announcement: FMA imposes sanction against Volksbank Niederösterreich AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing
FMA imposes sanction against Volksbank Niederösterreich AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing
Announcement: FMA imposes sanction on BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse Aktiengesellschaft for a breach of requirements for unambiguous and non-misleading information on its market presence
FMA imposes sanction on BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse Aktiengesellschaft for a breach of requirements for unambiguous and non-misleading information on its market presence
Announcement: FMA imposes sanction against Erste Asset Management GmbH for breaches against investment provisions
FMA imposes sanction against Erste Asset Management GmbH for breaches against investment provisions
Announcement: FMA imposes sanction against Coinfinity GmbH for breaches of due diligence obligations for the prevention of money laundering and terrorist financing
FMA imposes sanction against Coinfinity GmbH for breaches of due diligence obligations for the prevention of money laundering and terrorist financing