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Announcement: FMA imposes a sanction against a private person for delayed notifications about proprietary trading activities
FMA imposes a sanction against a private person for delayed notifications about proprietary trading activities
Announcement: FMA imposes sanction upon Biogena Invest Group AG for delayed publication of Directors’ Dealings Notifications
FMA imposes sanction upon Biogena Invest Group AG for delayed publication of Directors’ Dealings notifications
Announcement: The FMA imposes a sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breaching disclosure obligations
The FMA imposes a sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breaching disclosure obligations
Announcement: The FMA imposes a sanction against a private person for delayed notifications about proprietary trading activities
The FMA imposes a sanction against a private person for delayed notifications about proprietary trading activities
Announcement: FMA imposes a sanction against “FBI” Immobilien GmbH for conducting unauthorised lending business (BWG)
FMA imposes a sanction against “FBI” Immobilien GmbH for conducting unauthorised lending business.
Announcement: FMA imposes sanction against CA Immobilien Anlagen Aktiengesellschaft for breaches of disclosure obligations
FMA imposes sanction against CA Immobilien Anlagen Aktiengesellschaft for breaches of disclosure obligations
Announcement: FMA imposes sanction against a retail investor for a breach of insider information rules
FMA imposes sanction against a retail investor for a breach of insider information rules
Announcement: FMA imposes sanction against bank99 AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing
FMA imposes sanction against bank99 AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing
Announcement: FMA imposes sanction against Raiffeisen-Landesbank Tirol AG for a breach of organisational rules
FMA imposes sanction against Raiffeisen-Landesbank Tirol AG for a breach of organisational rules
Announcement: FMA imposes a sanction against an investment firm for a breach of the Securities Supervision Act 2018 (WAG 2018)
FMA imposes a sanction against an investment firm for a breach of the WAG 2018