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FMA enforces coercive penalty in accordance with the Financial Markets Anti-Money Laundering Act
The coercive penalty was enforced, for failure to fully comply with the requirement to appoint a fit and proper active function holder.
Ending of cross-border provision of services: CAPITAL SECURITIES S.A
Ending of cross-border provision of services.
Lack of technical suitability identified of active function holders in the area of the prevention of money laundering and terrorist financing
Lack of technical suitability identified of active function holders in the area of the prevention of money laundering and terrorist financing
FMA imposes coercive penalty against Euram Bank for failure to submit its audited financial statement for 2023 and sets a final deadline for establishing legal compliance
FMA imposes further supervisory measure against EUROPEAN AMERICAN INVESTMENT BANK AKTIENGESELLSCHAFT
Prohibition of management of an unauthorised Alternative Investment Fund
prohibition of management of an unauthorised alternative investment fund
Under threat of a coercive penalty, the FMA instructs EUROPEAN AMERICAN INVESTMENT BANK AKTIENGESELLSCHAFT to establish legal compliance regarding the prevention of money laundering
FMA imposes supervisory measure against EUROPEAN AMERICAN INVESTMENT BANK AKTIENGESELLSCHAFT (EURAM)
Portfolio Transfer from UK P&I Club N.V. to TT Club Mutual Insurance N.V.
Portfolio transfer from UK P&I Club N.V. to TT Club Mutual Insurance N.V.
Extension of Suspension of Licence: CAPITAL SECURITIES S.A.
The suspension of Capital Securities S.A.’s licence has been extended.
Prohibition of Marketing “SCOR Sustainable Euro High Yield”
“SCOR Sustainable Euro High Yield”
Prohibition of Marketing “UB Forest Industry Green Growth Fund I LP”
UB Forest Industry Green Growth Fund I LP