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ESMA and National Competent Authorities’ cost analysis of AIFs and UCITS
ESMA and NCAs have announced a comprehensive data collection exercise about the costs of AIFs and UCITS.
Suspension of Licence: FTX EU Ltd
The licence of the EEA investment firm FTX EU Ltd has been temporarily suspended.
Suspension of Licence: Viverno Markets Ltd
The licence of the EEA investment firm Viverno Markets Ltd has been temporarily suspended.
European American Investment Bank AG (Euram Bank)
FMA prohibits Euram Bank from continuing business operations with immediate effect
FMA orders Euram Bank to hold an Extraordinary General Meeting and to decide about a capital increase
Euram Bank ordered to hold an EGM and to take a decision about a capital increase
Planned Portfolio Transfer from Golden Arches Insurance DAC to Zürich Versicherungs-Aktiengesellschaft
Golden Arches Insurance DAC
Suspension of Unit Certificate Trading
Erste Bond China
6th FMA Workshop on Compliance and Anti-Money Laundering
Around 350 Compliance and AML Officers from banks attended the 6th “FMA Workshop on Compliance & AML” which was held in Vienna on 9 September 2024.
FMA enforces coercive penalty in accordance with the Financial Markets Anti-Money Laundering Act
The coercive penalty was enforced, for failure to fully comply with the requirement to appoint a fit and proper active function holder.
Ending of cross-border provision of services: CAPITAL SECURITIES S.A
Ending of cross-border provision of services.