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FMA Focus on Subordinated loans
Information about subordinated loans
Announcement: FMA imposes sanction against a private investor for breach against the Market Abuse Regulation (MAR; Regulation (EU) 596/2014)
FMA imposes sanction against a private investor for breach against the Market Abuse Regulation
Announcement: FMA imposes sanctions against a person responsible at the time of the offence of AL Energie Effizienz Handels GmbH and WM Maierhofer AG for breaches against the KMG
FMA imposes sanctions against a person responsible at the time of the offence for breaches against the KMG
Key Markets Ltd
The FMA warns investors against concluding banking transactions requiring a licence with this provider.
FMA and OeNB prioritise the focus of their supervision activities in the second half of the year on IT risks, sustainable lending and cooperation in CEE
by the FMA and OeNB in the second half of the year
New European prospectus regime enters into force: prospectus approval process is fully digitalised, easier access for issuers, improved investor protection
Approval procedure fully digitalised, easier access for issuers, improved investor protection
Announcement: FMA imposes sanction against a responsible person of WW Holding AG for a breach against the Market Abuse Regulation (MAR) (Regulation (EU) 596/2014)
FMA imposes sanction against a responsible person of WW Holding AG for a breach against the MAR
Study on “Digitalisation of the Financial Market”
Call for Input open until 10 October 2019
http://fhpfinance.com/
The FMA warns investors against concluding investment and banking transactions requiring a licence with this provider.
Digitalisation in the Austrian financial market
The FMA has published a comprehensive study on digitalisation in the Austrian financial market.