All news in category: Sanction

FMA imposes sanction against the person responsible of BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse Aktiengesellschaft for a breach of information obligations under the Payment Services Act 2018 (ZaDiG 2018)

FMA imposes sanction against Raiffeisenverband Salzburg eGen for breaching organisational rules in relation to record-keeping obligations

FMA imposes sanction against WEB Windenergie AG for delayed notifications about proprietary trading activities

FMA imposes sanction against a private investor for breach against the ban on market manipulation

FMA imposes a sanction against VAS Holding GmbH

FMA imposes sanction against Rath Aktiengesellschaft for a breach of disclosure obligations

FMA imposes sanction against a private person for a breach against the Stock Exchange Act 2018 (BörseG 2018)

FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments

FMA imposes sanction against the persons responsible of Swiss Life Select Österreich GmbH for a breach against the Securities Supervision Act (WAG 2018)

FMA imposes sanction against a retail investor for a breach against insider trading rules