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Whistleblower-System

Ligget Krier

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Pursuant to Article 4 para. 7 of the Bankwesengesetz (BWG; Banking Act) and Article 92 para. 11 of the Wertpapieraufsichtsgesetz 2018 (WAG 2018; Securities Supervision Act 2018), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain banking transactions (Article 1 para. 1 BWG) or investment services transactions (Article 3 para. 2 nos. 1 to 4 WAG 2018), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 23.01.2019, the FMA hereby informs that

Ligget Krier

Web: http://ligget-krier.com/
E-Mail: backoffice@ligget-krier.com

Luxembourg Office:

204 Route de Luxembourg
L-7241 Bereldange

and

26-28 Rue Edward Steichen
L-2540 Luxembourg City
Luxembourg

Email: info.lux@ligget-krier.com
Telephone: +35 220 301 400
Fax: +35 227 864 192

London Office

Kemp House
152 – 160 City Road
London, EC1V 2NX

Email: info.gb@ligget-krier.com
Telephone: +44 20 808 943 66
Fax: +44 20 808 943 69

is not authorised to provide investment services or banking services in Austria that require a licence. The provider is therefore not permitted to trade in transferable securities on own account or on the account of others on a commercial basis (securities business) (Article 1 para 1 no. 7 lit. e BWG) as well as to provide investment advice on a commercial basis with regard to financial instruments (Article 3 para. 2 no. 1 WAG 2018).

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