All news in category: Sanction

FMA imposes sanction against BNP Paribas SA for a breach of the requirements for a breach on the requirement for honest, clear and non-misleading information in its market presence

FMA imposes sanction against European Lithium Limited for a breach against the ban on market manipulation

FMA imposes sanction against a private investor for a breach against the ban on market manipulation

FMA imposes sanction against the responsible persons of Merkur Versicherung AG a breach of information requirements in the customer information document

FMA imposes sanction against WIENER STÄDTISCHE VERSICHERUNG AG Vienna Insurance Group, VIENNA INSURANCE GROUP AG WIENER Versicherung Gruppe as well as Wiener Städtische Wechselseitiger Versicherungsverein – Vermögensverwaltung – Vienna Insurance Group for breaches against the Stock Exchange Act 2018 (BörseG 2018; Börsegesetz 2018)

FMA imposes sanction against the Monte Rosa Privatstiftung for delayed notification about proprietary trading

FMA imposes sanction against DO&CO Aktiengesellschaft for a breach of ad hoc reporting obligations

Sanction

Announcement: FMA imposes sanction against CA Immobilien Anlagen AG for a breach against the Market Abuse Regulation (Regulation (EU) 596/2014)

FMA imposes sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breach of investment rules in relation to fund regulations