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ESMA recommends proportional supervision in relation to sustainability under MiFID II
ESMA Report on MiFID II describes supervisory expectations about sustainability. It recommends a proportionate approach with a focus on dialogue.
Announcement: the FMA imposes a sanction against a private person for the delayed notification of proprietary trades
FMA imposes a sanction against a private person for the delayed notification of proprietary trades
“Cash & Crime” Podcast: Money Mules – Money Laundering as a Side Job
How easy commission-based side jobs can unwittingly lead to becoming involved in crypto-fraud as a money mule and the potential legal consequences.
Granting of Licence: Maksu GmbH
Maksu GmbH has been granted a licence as a payment institution pursuant to Article 1 ZaDiG 2018.
Announcement: FMA imposes sanction upon Sparkasse Oberösterreich Bank AG for breach of due diligence obligations for the prevention of money laundering and terrorist financing
FMA imposes sanction upon Sparkasse Oberösterreich Bank AG for breach of due diligence obligations for the prevention of money laundering and terrorist financing
FATF Country Report endorses FMA’s success in prevention of money laundering in the financial sector
FATF endorses prevention of money laundering in the Austrian financial sector positively
Announcement: FMA imposes a sanction for unauthorised money remittance business
FMA imposes sanction for unauthorised money remittance business
Announcement: FMA imposed a sanction on a natural person for unauthorised investment advice in relation to financial instruments
FMA imposed a sanction on a natural person for unauthorised investment advice in relation to financial instruments
FMA Fonds-Lupe: the Austrian Financial Market Authority’s new tool for transparent comparison of Austrian retail funds
The Fonds-Lupe lets users obtain an overview about Austrian funds and to compare products using their own criteria.
Announcement about the granting of a licence as a crypto-asset service provider within the scope of the Regulatory Sandbox – AMINA (Austria) AG
The FMA is required to publish details about participants in the Regulatory Sandbox on its website under Article 23a para. 4 FMABG.