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Whistleblower-System

Disclosures pursuant to MiFID II/MiFIR

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In accordance with Article 3 of Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds, the FMA hereby publishes the average daily number of transactions (ADNT) for the following financial instruments at Vienna Stock Exchange (Wiener Börse AG):

World Excellent Products S.A.:

5 September – Estimation:

(ISIN: GRS519001002): 0<=ADNT<10; liquidity band 1 (LB 1)

Trading on WBAG commences on 06 September 2018

 

Resaphene Suisse AG:

31 July 2018:

18 June – Estimation:

(ISIN: CH0367465439). 0<= ADNT < 10; liquidity band 1 (LB 1)

Trading on WBAG commences on 21 June 2018

 

Kompli Holding Plc:

19 June 2018:

Estimation:

(ISIN: GB00BFX16V70). 0<= ADNT < 10; liquidity band 1 (LB 1)

Trading on WBAG commences on 8 May 2018

 

De Raj Group AG:

21 March 2018:

07 February 2018 – Estimation:

De Raj Group AG (ISIN: DE000A2GSWR1). 0<= ADNT < 10; liquidity band 1 (LB 1)

Trading on WBAG commences on 8 February 2018

 

In accordance with Article 5 of Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds, the FMA hereby publishes the average daily number of transactions (ADNT) for the following financial instruments at Vienna Stock Exchange (Wiener Börse AG):

3 January 2018:

Average daily number of transactions: in financial instruments at Wiener Börse AG

Pursuant to Article 59 (3) MiFID II in conjunction with Article 84 para. 3 of the Stock Exchange Act 2018 (BörseG 2018; Börsegesetz 2018), the FMA is required to maintain a Register of all authorised Data Reporting Service Providers (DSRPs). This Register must contain information about the services for which the Data Reporting Service Provider is authorised. The Register can be consulted under the following link.

Pursuant to Article 1 or Article 2 (5) of Commission Delegated Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments, the FMA is required to establish a point of contact or to publish the form for the submission of an application for authorisation as a Data Reporting Service Provider.

An application for authorisation as a Data Reporting Service Provider must be sent to the FMA in electronic form to the e-mail address BSIIIToDo@fma.gv.at.

A national supervisory authority must publish the liquidity figures for financial instruments for which it is the competent authority pursuant to Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 and Commission Delegated Regulation (EU) 2017/583 of 14 July 2016. The corresponding liquidity figures may be found under the following link.